ComplianceOnline

Banking, Financial Services Regulatory Compliance Training - Live Webinars, Recordings & CDs

1099 & W-9 Update - Complying with IRS Information Reporting Guidelines
14
/ Dec
Friday-2018

1099 & W-9 Update - Complying with IRS Information Reporting Guidelines

  • Speaker: Miles Hutchinson
  • Product ID: 703220
  • Duration: 90 Min
This IRS regulatory compliance training will focus on the rules requiring W-9 documentation and 1099 reporting. Attendees will learn the best practices to ensure compliance with IRS and avoid B-Notices.
* Per Attendee
$199
BSA Training - Tips & Tools
18
/ Dec
Tuesday-2018

BSA Training - Tips & Tools

  • Speaker: Doug Keipper
  • Product ID: 702832
  • Duration: 60 Min
This Bank Secrecy Act (BSA) program training will guide attendees through the methods to train each segment of the bank’s or credit union’s employees annually on Bank Secrecy Act. It can be used as a “Train the Trainer” course or as annual training for all employees.
* Per Attendee
$149
GAAP: Accounting for Inventory
18
/ Dec
Tuesday-2018

GAAP: Accounting for Inventory

  • Speaker: Candace Leuck
  • Product ID: 705203
  • Duration: 90 Min
For manufacturers and retailers inventory is one of the most valuable assets on the balance sheet. The cost of inventory is one of the largest expenses on the income statement. Practitioners and members in industry will benefit from this training program’s comprehensive guidance on inventory accounting issues.
* Per Attendee
$199
Internal Controls - What Every Manager Needs to Know
19
/ Dec
Wednesday-2018

Internal Controls - What Every Manager Needs to Know

  • Speaker: Lynn Fountain
  • Product ID: 703148
  • Duration: 90 Min
This webinar highlights the importance of management’s role in instilling proper internal controls within their processes. In this session, instructor will explore methods to educate management on their individual responsibilities for control processes and the variance between a control malfunction and control design issues. Participants will be provided with tools to help management better understand their role in internal control and effectively execute their obligations. The session will also review the impending COSO changes and examine how they may impact your organization.
* Per Attendee
$199
Implementing Bank Secrecy Act (BSA), Audit & Best Practices
20
/ Dec
Thursday-2018

Implementing Bank Secrecy Act (BSA), Audit & Best Practices

  • Speaker: Richard Cascarino
  • Product ID: 705706
  • Duration: 120 Min
This BSA webinar will discuss best practices of development, maintenance and auditing of the Bank Secrecy Act. Common and legal identifiers and red flags, the sources of audit evidence, steps of conducting internal investigation, elements to establish evidence of laundering.
* Per Attendee
$219
Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly
20
/ Dec
Thursday-2018

Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly

  • Speaker: David L Osburn
  • Product ID: 704967
  • Duration: 90 Min
This training program will provide financial professionals guidance on key ratio analysis. It will also detail a five-step analysis plan to calculate the key ratios covering liquidity, activity, leverage, operating performance, and cash flow analysis.
* Per Attendee
$199
Monitoring High Risk Transactions
8
/ Jan
Tuesday-2019

Monitoring High Risk Transactions

  • Speaker: Doug Keipper
  • Product ID: 703001
  • Duration: 60 Min
This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.
* Per Attendee
$149
Cyber Risk Management Frameworks and Concepts
9
/ Jan
Wednesday-2019

Cyber Risk Management Frameworks and Concepts

  • Speaker: Lynn Fountain
  • Product ID: 705885
  • Duration: 90 Min
In this webinar, you will learn the concepts to establish a cyber risk management program in your organization. Multiple risk management framework concepts will be discussed such as NIST Cybersecurity Framework, ISO/IEC Security Control Standard, FFIEC Cybersecurity Assessment and SEC/OCIE Cybersecurity Initiative. You will also learn the Components of NIST cyber framework and their applicability to any frameworks.
* Per Attendee
$199
Bank Secrecy Act (BSA) Audit Best Practices
9
/ Jan
Wednesday-2019

Bank Secrecy Act (BSA) Audit Best Practices

  • Speaker: Gina Lowdermilk
  • Product ID: 702829
  • Duration: 60 Min
This BSA audit training will explain how the best practices in a BSA audit have evolved over the years. It will cover the major components of an effective BSA program that the audit focuses on and the specifics of each area as it pertains to BSA audits.
* Per Attendee
$199
Tackling ACH Fraud
9
/ Jan
Wednesday-2019

Tackling ACH Fraud

  • Speaker: Rayleen M Pirnie
  • Product ID: 705552
  • Duration: 90 Min
Learn the most common and costly forms of ACH fraud, how to avoid it and the proper internal controls to have in place. The presenter will discuss the most current forms of specific ACH frauds.
* Per Attendee
$199
BSA/AML Contextual Awareness of High Risk Customers
10
/ Jan
Thursday-2019

BSA/AML Contextual Awareness of High Risk Customers

  • Speaker: William Schlameuss
  • Product ID: 705472
  • Duration: 60 Min
This webinar will highlight the steps to identify and evaluate high-risk customers. Learn how to perform BSA, AML risk assessments.
* Per Attendee
$199
EBIT/EBITDA - Understanding Your Profit and Loss Statement
10
/ Jan
Thursday-2019

EBIT/EBITDA - Understanding Your Profit and Loss Statement

  • Speaker: Candace Leuck
  • Product ID: 704091
  • Duration: 90 Min
This training program will review different types profit and loss statements, including a QuickBooks profit and loss standard layout as a complex, multi-fund example. Attendees will learn how to analyze growth or loss within a business or department by comparing progressive reports.
* Per Attendee
$199
Form W-2 for 2019: All You Need to Know
14
/ Jan
Monday-2019

Form W-2 for 2019: All You Need to Know

  • Speaker: Vicki M. Lambert
  • Product ID: 703816
  • Duration: 90 Min
This training program will discuss various aspects of the IRS Form W-2 for 2019. The webinar will cover requirements for completing and filing the form including a box by box explanation. Best practices for completing and reconciling the form, and handling duplicate requests from employees will also be covered. The webinar training will further look at when to use the correction Form W-2c and the latest requirements for the Affordable Health Care Act as it relates to reporting requirements on the form.
* Per Attendee
$179
Red Flags and EDD for Non-Bank Financial Institutions
14
/ Jan
Monday-2019

Red Flags and EDD for Non-Bank Financial Institutions

  • Speaker: Vicki Landon
  • Product ID: 703536
  • Duration: 60 Min
This webinar will address the red flags that may indicate money laundering and fraud in non-bank financial institutions. It will also provide guidelines for conducting enhanced due diligence (EDD).
* Per Attendee
$199
TIN Matching and B Notices - How to Minimize the Paperwork from Complaints on IRS Information Returns
15
/ Jan
Tuesday-2019

TIN Matching and B Notices - How to Minimize the Paperwork from Complaints on IRS Information Returns

  • Speaker: Miles Hutchinson
  • Product ID: 703028
  • Duration: 90 Min
This IRS regulatory compliance training will explain the TIN matching system best practices to eliminate form 1099 reporting errors. It will also provide you the tools to effectively handle B- Notices in order to avoid fines and penalties.
* Per Attendee
$199
Recorded/CD
Non Resident Alien Payee  (1042-S, W-8) -  How to Handle the Information Reporting and Backup Withholding Requirements of the IRS

Non Resident Alien Payee (1042-S, W-8) - How to Handle the Information Reporting and Backup Withholding Requirements of the IRS

  • Speaker: Miles Hutchinson
  • Product ID: 703855
  • Duration: 100 Min
Collecting the tax due from NRAs (nonresident aliens) working in the U.S. is a Tier 1 audit issue. This tax burden is minimized when companies making payments to NRAs for dependent and independent personal services properly withhold on these payments. This training program will review the five forms W-8 including the new W-8BEN-E just released in Q1-2014. It will help attendees establish which W-8 to provide NRAs working for them.
CD/Recorded
$249
Recorded/CD
Detecting and Preventing Embezzlement in Your Organization

Detecting and Preventing Embezzlement in Your Organization

  • Speaker: Peter Goldmann
  • Product ID: 703763
  • Duration: 90 Min
While there are innumerable ways to detect, prevent and investigate embezzlement, it is not always easy to organize a consistently effective anti-embezzlement strategy. This webinar will guide you through the common and not-so-common forms of embezzlement—with uniquely instructional case studies. It will emphasize the red flags of each and go on to highlight best practices in embezzlement risk mitigation.
CD/Recorded
$249
Recorded/CD
CRA Sunshine Act and Bank Reporting: Disclosure and Reporting of Community Reinvestment Act-Related Agreements

CRA Sunshine Act and Bank Reporting: Disclosure and Reporting of Community Reinvestment Act-Related Agreements

  • Speaker: Thomas Nollner
  • Product ID: 705363
  • Duration: 60 Min
This webinar will discuss disclosure and reporting requirements on banks and other insured depository institutions with respect to certain agreements related to the Community Reinvestment Act (CRA) as imposed by the Gramm-Leach-Bliley Act. The CRA Sunshine statute requires certain CRA-related agreements to be publicly disclosed and reported upon annually.
CD/Recorded
$179
Recorded/CD
Using Controls and Segregation of Duties to Build a Bullet Proof AP Operation

Using Controls and Segregation of Duties to Build a Bullet Proof AP Operation

  • Speaker: Brian G Rosenberg
  • Product ID: 704051
  • Duration: 60 Min
This training program will detail how to create a bullet-proof AP operation that is setup to detect and proactively prevent fraud from occurring. During this session, the webinar presenter will discuss real cases of AP fraud and the controls that organizations later realized needed to be added to their AP operation, unfortunately too late to prevent these costly incidents. In addition to discussing good controls, he will also discuss common controls that are ineffective, provide no value, or even leave AP departments with a false sense of security while they are in reality still very much exposed.
CD/Recorded
$179
Recorded/CD
"Front-End, Middle, and Back-End" Approach to Credit Management

"Front-End, Middle, and Back-End" Approach to Credit Management

  • Speaker: David L Osburn
  • Product ID: 705808
  • Duration: 60 Min
This credit management webinar will discuss the credit analysis process, how to do financial statement analysis and how to do effective cash management using various tools and techniques and how to use various collection techniques (manage legal issues and using negotiation skills) and overall how to manage the collection process.
CD/Recorded
$199
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