WEBINARS

 

Banking, Financial Services Regulatory Compliance Training - Live Webinars, Recordings & CDs

AML High-Risk Transactions - Identify, Manage and Resolve

webinar-speaker   Jim George

webinar-time   90 Min

Product Id: 704792

This webinar will discuss the techniques for controlling and managing High Risk Transaction. The Instructor will discuss the parameters for identifying and qualifying transactions as high risk and process and communication to be followed. He will also discuss how to resolve the end result.

1 / Mar / 2021 - Monday

* Per Attendee $199

 

Personal and Business Tax Returns Analysis - 1040 Federal Tax Returns, K-1 Forms and Tax Code Updates

webinar-speaker   David L Osburn

webinar-time   90 Min

Product Id: 705011

This personal and business tax returns analysis training program will focus on key areas such as 1040 federal tax returns, K-1 forms, and tax code updates and how they affect bank’s clients. It will also discuss the structure of a C corporation, S corporation, and Partnership (including LLC) tax return.

10 / Jan / 2022 - Monday

* Per Attendee $199

 

Red Flags of Money Laundering

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 703417

This webinar will explain what money laundering is, various types of money laundering including structuring, micro-structuring and cuckoo smurfing. Attendees will learn how to identify the red flags of money laundering in an account within your institution.

10 / Jan / 2022 - Monday

* Per Attendee $199

 

AML/BSA Fundamentals, Compliance, and the AML Act of 2020

webinar-speaker   Jim George

webinar-time   60 Min

Product Id: 705521

Money laundering continues to be a national concern. High levels of drug-related activity and violence have drawn additional attention. Terrorist activities need to be considered as well. Perpetrators have adapted to banks’ efforts so banks cannot combat the money laundering with yesterday’s methods. Software is widely installed to identify specific patterns and “unusual” transactions. But the launderers know this and are constantly striving to create new patterns where their transactions are designed not to be flagged. Like in a game of chess, the advantage goes to the side that thinks the most moves ahead. The AML Act of 2020 lays out some new directions for Federal actions but it will impact Banks due to changes in Customer Due Diligence and whistleblower rewards.

14 / Jan / 2022 - Friday

* Per Attendee $199

 

Advanced Risk Analysis Techniques

webinar-speaker   Richard Cascarino

webinar-time   60 Min

Product Id: 702722

Corporations are facing more risks in the expanded environment of business. This webinar will provide auditors and audit management with advanced approaches to risk management and internal risk assessment at a corporate level.

14 / Jan / 2022 - Friday

* Per Attendee $179

 

Bookkeeping, Accounting and Write Up Services: SSARS

webinar-speaker   Christy Foister

webinar-time   60 Min

Product Id: 705128

This webinar will refresh your understanding of bookkeeping engagements as well as guidance on withdrawing from an engagement, documentation required, fraud considerations, and internal control. It is important to have control processes for bookkeeping engagements just as we do for attest functions.

19 / Jan / 2022 - Wednesday

* Per Attendee $199

 

Nacha New Rule on Meaningful Modernization – What this Means

webinar-speaker   Donna K Olheiser

webinar-time   90 Min

Product Id: 706779

Recent updates to help the ACH “user” experience with improvements and simplification by adopting new technologies and channels for the authorization and initiation of ACH payments. Included was a reduction to the barriers when using the ACH Network by providing clarity and increasing consistency pertaining to certain ACH authorization processes and by reducing some of the administrative burdens related to ACH authorizations. What does all this mean will be covered in this 90-minute webinar, explaining how this new Rule applies.

20 / Jan / 2022 - Thursday

* Per Attendee $199

 

Business Writing for Financial Professionals

webinar-speaker   Phil Vassallo

webinar-time   90 Min

Product Id: 703262

This training on business writing will provide attendees tools and tips for effectively writing financial documents for diverse audiences. Learn best practices for getting an immediate response to any written document.

20 / Jan / 2022 - Thursday

* Per Attendee $199

 

Social Media Risks, Rules, Policies and Procedures: Best Practices to Minimize Risks, Manage Use and Maximize Legal and Regulatory Compliance

webinar-speaker   Brian G Rosenberg

webinar-time   60 Min

Product Id: 703887

This social media training program with Nancy Flynn will reveal how a best practices-based policy and compliance management program can help mitigate risks, manage behavior, and maximize compliance. It will discuss means and methods to recognize and manage social media risks. Attendees will learn how a strategic social media management program-combining policy, training, and technology-can help prevent potentially costly legal, regulatory and security disasters. The course is a must for anyone who wants to ensure that business, personal, and public social media are managed and maintained in compliance with the law, regulatory rules, and organizational policy.

21 / Jan / 2022 - Friday

* Per Attendee $199

 

Writing an Effective SAR Narrative

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 702993

This BSA compliance training on Suspicious Activity Reporting (SAR) will provide details on how to prepare a SAR (Suspicious Activity Reporting) narrative that meets examiner scrutiny and provides necessary detail for law enforcement.

25 / Jan / 2022 - Tuesday

* Per Attendee $179

 

Understanding and Responding to Bribery & Corruption Red Flags

webinar-speaker   Stanley Epstein

webinar-time   90 Min

Product Id: 706782

Corruption is a form of dishonesty or a criminal offense, undertaken by a person, or an organization entrusted with a position of authority, in order to acquire illegal benefits or abuse power for one's private gain. Corruption may involve many activities, which include bribery and embezzlement, and it may also involve practices which are still legal in many countries. “Red-flags” provide a warning that illegal activity may be taking place.

26 / Jan / 2022 - Wednesday

* Per Attendee $199

 

Banking Risk Management and BASEL

webinar-speaker   Richard Cascarino

webinar-time   60 Min

Product Id: 706780

If you are involved in the implementation and auditing of corporate procedures, this webinar will help you ensure effective implementation of the Basel accords.

26 / Jan / 2022 - Wednesday

* Per Attendee $179

 

Employee Fraud at Banks - Understanding, Prevention, Detection

webinar-speaker   Jim George

webinar-time   60 Min

Product Id: 706781

Financial organizations of all kinds and sizes are increasingly threatened by employee fraud. In fact, employee fraud represents the majority of all fraud threatening organizations. Embezzlement, kickbacks, check fraud, financial statement fraud and vendor billing schemes are just a few of the countless economic crimes committed by employees and outsiders. And with the march of technology, new computer and Internet-driven schemes are being deployed by dishonest insiders all the time.

28 / Jan / 2022 - Friday

* Per Attendee $179

 

Computer Fraud and Countermeasures

webinar-speaker   Richard Cascarino

webinar-time   60 Min

Product Id: 706783

This webinar is intended to raise auditors’ abilities within the sphere of forensic auditing through a combination of lecture and case-study.

3 / Feb / 2022 - Thursday

* Per Attendee $179

 

BSA/AML Contextual Awareness of High Risk Customers

webinar-speaker   Doug Keipper

webinar-time   60 Min

Product Id: 705472

This webinar will highlight the steps to identify and evaluate high-risk customers. Learn how to perform BSA, AML risk assessments.

3 / Feb / 2022 - Thursday

* Per Attendee $199

 

Planning and Implementing an Ethics & Compliance Risk Assessment Program

webinar-speaker   Stanley Epstein

webinar-time   90 Min

Product Id: 706773

An ethics and compliance risk assessment is the foundation of an effective ethics and compliance risk management program. This detailed course provides a 12-stage framework that will help you complete your own ethics and compliance risk assessment. The 12 stages are divided into two components, the Planning Phase and the Implementation Phase. With a completed ethics and compliance risk assessment and armed with your findings and action plan, you will be equipped to develop and implement an effective ethics and compliance risk management program.

Recording Available

 

2021/2022 NEW Nacha Rules Changes: Discover the Impacts and Develop Strategies for Your Rules Compliance

webinar-speaker   Donna K Olheiser

webinar-time   90 Min

Product Id: 705048

The NACHA Operating Rules are always changing, updates have recently been made and continue to be in place due to the current COVID-19 situation! Four ACH Operations Bulletins posted by Nacha in 2020 explain the updates to the Rules due to changes at financial institutions and extensions of effective dates in light of the current situation; and confirming some Rules changes with current effective dates remaining.

Recording Available

* Per Attendee $249

 

Critical Anti-Fraud Audits under Procurement and Accounts Payable

webinar-speaker   Marna Steuart

webinar-time   60 Min

Product Id: 703533

This webinar will explain how to perform anti-fraud audits in the purchasing/accounts payable cycle. It will discuss the use of Audit Control Language (ACL) and how this tool and other tools like it (IDEA) are helpful in the analysis of accounts payable and purchasing data.

Recording Available

* Per Attendee $249

 

Using Controls and Segregation of Duties to Build a Bullet Proof AP Operation

webinar-speaker   Brian G Rosenberg

webinar-time   60 Min

Product Id: 704051

This training program will detail how to create a bullet-proof AP operation that is setup to detect and proactively prevent fraud from occurring. During this session, the webinar presenter will discuss real cases of AP fraud and the controls that organizations later realized needed to be added to their AP operation, unfortunately too late to prevent these costly incidents. In addition to discussing good controls, he will also discuss common controls that are ineffective, provide no value, or even leave AP departments with a false sense of security while they are in reality still very much exposed.

Recording Available

* Per Attendee $229

 

Calculating the Z-Score "Bankruptcy Predictor" Model

webinar-speaker   David L Osburn

webinar-time   90 Min

Product Id: 705795

This webinar will teach how to calculate the Z-score and “correctly” interpret it based on a straight-forward scale. Five-step “key ratio analysis ” plan (liquidity, activity, leverage, operating performance, and cash flow analysis) will be displayed and tied into the comprehensive calculation of the Z-score. The session will conclude with a review of using sophisticated software such as Moody’s Lending Cloud to calculate both the Z-score and key ratios.

Recording Available

* Per Attendee $249

 

 

 

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