
Employee Fraud at Banks - Understanding, Prevention, Detection
Jim George
60 Min
Product Id: 706781
Financial organizations of all kinds and sizes are increasingly threatened by employee fraud. In fact, employee fraud represents the majority of all fraud threatening organizations. Embezzlement, kickbacks, check fraud, financial statement fraud and vendor billing schemes are just a few of the countless economic crimes committed by employees and outsiders. And with the march of technology, new computer and Internet-driven schemes are being deployed by dishonest insiders all the time.

Banking Risk Management and BASEL
Richard Cascarino
60 Min
Product Id: 706780
If you are involved in the implementation and auditing of corporate procedures, this webinar will help you ensure effective implementation of the Basel accords.

Process Mapping for Risk-Based P&PC Using Lean Six Sigma and HACCP
John E Lincoln
60 Min
Product Id: 700817
This webinar will discuss the basic principles of P&PC, specifically as required by the FDA. Also attendees will learn the ISO 13485 and risk analysis / management requirements to evaluate the chief areas of an FDA CGMP compliance inspection / audit to locate areas for implementation and improvement in P&PC.

USDA New Proposed Rule on BioEngineered (GMO) Food Disclosure
Kelly Thomas
60 Min
Product Id: 706164
Attend this webinar to learn how to be fully compliant with the USDA Final Rule on Bioengineered Food Disclosure, disclosure requirements in product labeling; disclosure options available to food manufacturers and distributors; symbols to be used and graphic requirements; and the timelines for compliance.

The Federal False Claims Act: Enforcement and Latest Updates
William Mack Copeland
60 Min
Product Id: 703790
Promoting employees from within is not without its risk and if not handled properly can result in potential legal liability. This webinar will offer attendees an understanding of what should be accomplished when promoting current employees to management or supervisory positions.

Bookkeeping, Accounting and Write Up Services: SSARS
Christy Foister
60 Min
Product Id: 705128
This webinar will refresh your understanding of bookkeeping engagements as well as guidance on withdrawing from an engagement, documentation required, fraud considerations, and internal control. It is important to have control processes for bookkeeping engagements just as we do for attest functions.

Basic, Easy-to-Follow Pivot Tables Including an Introduction to Dashboards
Joe Weil
100 Min
Product Id: 705044
This Excel training program will guide users in employing Pivot Table filters to analyze data, designing a Pivot Chart from a Pivot Table, developing Slicers for User Interactive Filters, and more. It will also take attendees through the first steps in dashboard design using Pivot Tables.

Overview of the Financial Aspects of Clinical Research
Mary Veazie
120 Min
Product Id: 706778
The financial processes supporting a clinical research study is arguably the most important aspect of the study’s life cycle. Without an understanding of clinical research finance, organizations and individuals can unknowingly violate federal regulations and subject the organization participating in clinical research activities to fines, penalties and lost of reputation. This course will provide attendee with an overview of the federal regulations and guidelines governing the financial aspect of clinical research.

Investigation of Out-of-Specification Test Results
Paul Larocque
90 Min
Product Id: 706638
Attendees will learn the FDA expectations when investigating out-of-specification and out-of-trend laboratory results.

IT Auditing - Principles and Practices for Executives and Directors
Robert Davis
60 Min
Product Id: 702560
This IT Audit webinar facilitates an executive-level understanding of the ISACA IT Auditing Standards associated with performing IT assurance services and accepted areas of risk for most organizations through exposure to The Davis Adaptive IT Auditing System and Governance Tree frameworks. Webinar presents guidance following the general structure of planning, studying, testing, reporting, and follow-up. This structure can be applied broadly, or narrowly, defined IT audits.

I-9 Audits: Strengthening Your Immigration Compliance Strategies in 2022 and Beyond
Diane L Dee
90 Min
Product Id: 705895
In this webinar, you will learn how to properly complete I9s, conduct internal audits of their I9s, the proper procedures for correcting errors & omissions, retention rules, and how to prepare should they be audited by ICE. It is a violation of Federal immigration law for any employer to knowingly hire employees who are not authorized to work in the United States. The Federal Form I-9: Employment Eligibility Verification, is used by employers as a record of their basis for determining the eligibility of an employee to work in the U.S.

AML/BSA Fundamentals, Compliance, and the AML Act of 2020
Jim George
60 Min
Product Id: 705521
Money laundering continues to be a national concern. High levels of drug-related activity and violence have drawn additional attention. Terrorist activities need to be considered as well. Perpetrators have adapted to banks’ efforts so banks cannot combat the money laundering with yesterday’s methods. Software is widely installed to identify specific patterns and “unusual” transactions. But the launderers know this and are constantly striving to create new patterns where their transactions are designed not to be flagged. Like in a game of chess, the advantage goes to the side that thinks the most moves ahead. The AML Act of 2020 lays out some new directions for Federal actions but it will impact Banks due to changes in Customer Due Diligence and whistleblower rewards.

Advanced Risk Analysis Techniques
Richard Cascarino
60 Min
Product Id: 702722
Corporations are facing more risks in the expanded environment of business. This webinar will provide auditors and audit management with advanced approaches to risk management and internal risk assessment at a corporate level.

Supplier Quality Remediation using Principles of Lean Documents and Lean Configuration
Jose Mora
90 Min
Product Id: 706777
Based on lean manufacturing and documentation concepts, this webinar deconstructs the supplier quality remediation process.

W-2 and Form 941 Corrections COVID Updates
Patrick A Haggerty
90 Min
Product Id: 706776
Penalties for late filing or filing incorrect W-2 Forms are on the rise. In addition, penalties for incorrect information on Form 941 can also be costly. This webinar will discuss methods for avoiding or correcting errors on Forms 941 and W-2 with a focus on how to make corrections where required so that penalties are eliminated or minimized. The webinar will discuss the preparation of Forms 941-X and W-2c correctly and highlight how and when to file the corrections. Correcting or amending returns for the 2020 and 2021 COVID-19 tax credits and tax deferrals will be covered

Strategies for Substantiating Structure-Function Claims for Dietary Supplements in the United States
Travis Austin MacKay
60 Min
Product Id: 706585
Dietary Supplement companies must ensure that any product claims they make are “truthful and not misleading” under FDA and FTC regulations. To meet these standards, the FTC has stated that claims must be substantiated by “competent and reliable scientific evidence.” This course provides strategies to: 1) identify claims; 2) characterize/rank claims; and 3) determine the level of scientific evidence needed to substantiate different types of claims.

FDA FSMA Preventive Controls Inspection Hot Buttons for 2022
Gina Reo
60 Min
Product Id: 705949
This course will look at the new FDA direction and other programs aimed at transforming food safety in 2022 and beyond, including how to manage #483 violations for non-compliances.

21 CFR Part 111 - Master Manufacturing Records and Batch Production Records
Andy Swenson
60 Min
Product Id: 706762
The single most critical document in an FDA inspection is the master manufacturing record and associated batch production record. While the 21 CFR Part 111 regulations have a checklist of elements the documents must contain, it can be difficult to translate that into a working document. This training will review the basic principles of what an MMR & BPR must contain and give you tools to create an “FDA Acceptable” document.

Human Error Reduction Techniques for Floor Supervisors
Ginette M Collazo
90 Min
Product Id: 706137
Attend this course to gain practical approaches for supervision on the floor, strategies to get your group in sync and approach issues in GMP related environments by using a specific methodology to correct, prevent and avoid re-occurrence of these issues.

Calculations for Process and Product Capability
Elaine Eisenbeisz
90 Min
Product Id: 706629
Attendees of this webinar will learn specific concepts and formulas commonly used to measure the ability of a process to produce output within customers’ specification limits. The focus of this webinar is on providing the information needed for attendees to know the appropriate measures and formulas to use for the various types of process data (attribute or variable).