The Five Biggest SEC Cases and Regulatory Decisions of 2011

• By: Staff Editor
• Date: February 03, 2012

2011 proved to be a busy year for the SEC in terms of the regulatory decisions it had to make and the cases it brought against non-compliant organizations. The agency itself was subject to intense scrutiny for its document management process violations. This article details the five biggest SEC cases of 2011 and also outlines best practices that companies can follow in order to ensure compliance.