Complying with SEC’s Rule for Audit Committees – Best Practices to Follow

• By: Staff Editor
• Date: November 11, 2011

In 2003, the U.S. Securities & Exchange Commission (SEC) adopted audit committee requirements which prohibit the listing of any security of an issuer that is not in compliance with the Sarbanes-Oxley Act (2002).

This article describes the best practices that Audit Committees can follow in order to ensure SEC compliance.